Auction Rate Securities Losses
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Prudent and conservative investors believed they were purchasing "ultra safe" Auction Rate Securities only to recently find that they are now frozen by the major brokerage houses. The brokerage houses like UBS, Merrill Lynch, Morgan Stanley, Goldman, Citibank and others failed to disclose the risk, huge conflicts of interest and that they were not following disclosure recommendations from the four big accounting firms, the Public Company Accounting Oversight Board and the SEC. In addition, in 2006 a number of brokerage houses settled an SEC charge regarding manipulative practices to the detriment of their clients.
Let us help you or your company to recover the amounts you have lost or will lose. Please complete the form below or call us directly at 916-388-5100.