Tag Archives: schwab

Schwab YieldPlus Fund Update

Court Approves Supplemental Notice of Newly Proposed Settlement and Opt Out Opportunity for Schwab YieldPlus Class Members All Schwab YieldPlus class members are now free to opt out of the Class Action settlement, but must do so in writing and … Continue reading

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Corporations – Investment Company Act of 1940

Private party may not bring action for violation of Section 13(a) of Investment Company Act of 1940. A California Court of Appeal reversed the lower court’s decision in NORTHSTAR FINANCIAL ADVISORS, INC v. SCHWAB INVESTMENTS.  The district court held that … Continue reading

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